Georgia case law updates and legal news
Edited By George Washington

The Atlanta Gleaner.

July 23, 2023.

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Myrick v. Fulton Cnty., Georgia, 69 F.4th 1277 (11th Cir. 2023)
#qualified immunity #medical care to detainees #excessive force by law enforcement #ripley’s believe it or not

Holdings: Eleventh Circuit Court of Appeals held that:

  • sheriff acted as “arm of the state,” for purposes of Eleventh Amendment immunity, with respect to creating and implementing force policy and training and disciplining officers;

  • sheriff acted as “arm of the state,” for purposes of Eleventh Amendment immunity, with respect to providing medical care to detainees;

  • plaintiffs failed to state causation element of § 1983 supervisory liability claim against sheriff in his individual capacity;

  • officer's initial use of stun gun against detainee did not amount to excessive force;

  • officer's use of closed-fist strikes to subdue detainee did not amount to excessive force;

  • officers were entitled to qualified immunity from excessive force claim arising from placement of additional restraints on detainee while he was in restraint chair; and

  • officers were not deliberately indifferent to detainee's serious medical needs, as would violate substantive component of Due Process Clause.

  • based on expert testimony provided by the plaintiffs, there is a genuine issue of material fact as to whether NaphCare employees were the proximate cause of May's death and the District Court erred in dismissing these claims.

Affirmed in part, vacated and remanded in part.

Opinion

This appeal arises from the tragic death of Antonio May on September 11, 2018. April Myrick, Sheena Pettigrew, and the Estate of Antonio May (collectively the “Appellants”) appeal the District Court's orders dismissing their claims against Sheriff Theodore Jackson and granting summary judgment to the Fulton County Sheriff's Department Officers, NaphCare, and NaphCare employee Travis Williams.

  • After careful review of the record (including the portions of the incident captured on video), and with the benefit of oral argument, we affirm the District Court's dismissal of the claims against Sheriff Jackson, and its grant of summary judgment to both the Officers and Williams.

  • Because the District Court erred in granting NaphCare summary judgment, however, we vacate the District Court's summary judgment in favor of NaphCare and remand the case against NaphCare for further proceedings.

I.

A.

The Atlanta Police Department (the “APD”) responded to a criminal trespass call at the American Cancer Society building in downtown Atlanta very early in the morning on September 11, 2018. A male subject had thrown multiple rocks at the building, shattering one of the glass windows. Upon their arrival, APD officers heard a male voice yelling and noticed a male subject laying on the ground with his arms spread out. APD officers identified the subject as Antonio May, and building security informed APD that May threw the rocks at the building. May told the APD officers that he wanted to go to jail and indicated that he was not feeling well; the APD officers took May to Grady Hospital to be examined.

Grady Hospital records show that May arrived around 5:30 AM and stated that he felt paranoid and thought someone was chasing him. He also admitted to smoking methamphetamine that night but refused lab work. The Grady Hospital records note that May had a history of meth use and that he was also restless, was picking at his skin, and had hyper-verbal speech. In addition to using methamphetamine, May admitted to consuming a large 22-ounce beer that morning. May told hospital employees that he felt like he was having a mental breakdown and that he had been trying to get the police to help him because of his paranoia, but that they arrested him instead. May further indicated that he had been using methamphetamine for several years, but claimed his problem was not methamphetamine, but rather his mental breakdown. Finally, the records indicate that May denied suicidal ideation, homicidal ideation, audio or visual hallucinations, and prior psychological hospitalizations. The hospital, on the recommendation of a psychiatrist, released May to be transported to the Fulton County Jail, as that structured environment was “likely to be of the most benefit for him given his current meth intoxication.” They also stated that May was “safe for discharge from a psychiatric perspective.”

B.

May arrived at the Fulton County Jail around 9:00 AM on the morning of September 11, 2018. As a brief overview, the Fulton County Jail contracts with NaphCare to provide all medical services to the inmates at the jail. When an inmate arrives at the Fulton County Jail, he is initially strip searched. He then goes to triage, where a nurse or paramedic does a very brief intake screening prior to taking custody of the inmate. The inmate then goes through the booking process, after which the medical department performs a full medical screening, or receiving screening, before the medical provider at the jail determines where to house the inmate.

If the inmate expresses feelings of suicide or self-harm during the intake examination, a mental health professional typically evaluates him as soon as possible, and makes sure that he is observed and isolated so that he is not a danger to himself or others. The medical provider on duty makes the final decisions regarding detox procedures if an inmate indicates that he is on drugs or the intake nurse or paramedic suspects that is the case. [1] On the day that May was taken to Fulton County Jail, the provider on duty was David Didier.

EMT Travis Williams conducted May's intake screening. [2] When Williams asked him if he was suicidal, May indicated that he was, but that he did not have a plan to harm himself. Williams also stated that the arresting officer gave him paperwork from Grady Hospital indicating doctors diagnosed May as having methadone use disorder. [3] On the intake screening form, Williams noted that May was actively or suspected to be detoxing and that May had current suicidal thoughts, but that he had no current plan regarding those thoughts.

When the intake screening is done, the nurse or paramedic places the screening form in a dedicated place for the provider to find, and the inmate moves to the booking process. If the intake screening reveals anything abnormal, the intake nurse or paramedic reviews it with the provider. At his deposition, Williams stated that after completing the intake screening, he took the form to let the provider know about May's suicidal ideations and potential drug use. On the way, Williams stated that he stopped at the booking desk and told them that May had thoughts of suicide and self-harm. [4] He then testified that he told the medical provider on duty, Didier, that May had come in from Grady with methadone use disorder and substance-induced psychotic disorder, that he voiced thoughts of suicide, and that he was possibly detoxing. [5]

After Williams concluded May's intake screening, the record reveals little about what happened to May. The intake screening took place around 9:00 AM, and then May was sent to booking. Before booking could be concluded and May could be dressed out and housed elsewhere in the jail, he needed to have a full medical screening, also known as a receiving screening. Sergeant Myron Bush, the intake supervisor from 7 AM–3 PM on September 11, reported that, at some time during the booking process, May displayed erratic behavior and signs of mental illness, claiming that people were watching him. Bush made the decision to place May in holding cell 172 because it was near medical and medical would be able to observe May. The record shows that May was placed in the holding cell by noon at the latest. Bush also reported that May beat on the glass on the door of the holding cell a few times throughout the day and took several minutes to comply with commands. Bush decided to “fast track” May and get him through medical screening as quickly as possible. He informed Sergeant Jamillah Saadiq, the incoming intake supervisor, that May was to be fast tracked. Lieutenant Derrick Paige, Direct Action Response Team (“DART”) commander and unit manager over the intake area on September 11, 2018, also recalled that prior to May's altercation with the Officers, he observed May being combative and banging on the glass on the door to the holding cell. Paige instructed May to put his shirt back on, and May complied, but he continued to yell and curse at everyone and bang on the door as people walked by.

NaphCare records show that May's vitals were taken at 10:46 AM, and that someone attempted to take his vitals at 3:29 PM, but that attempt was not successful. Those records also show that NaphCare ran a drug screening test on May, and that, at the latest, the results of that test were available by 12:55 PM on September 11, 2018. [6] The results show that May was positive for amphetamines, ecstasy, and methamphetamine. The record does not indicate that May was ever treated for the drugs or that his suicidal thoughts were monitored while he was in the holding cell. The parties do not dispute the point that none of the officers involved were aware that May was suicidal or potentially detoxing.

C.

Sergeant Jamillah Saadiq, the intake supervisor on the after-noon of September 11, 2018, first encountered May when she walked through the intake area and saw him naked in the holding cell. [7] She asked May to put his clothes on and went to get assistance to see if they could get May's clothes on and get him through the rest of the intake process.

She requested assistance from DART Officer Aaron Cook. [8] Cook, along with Officers Omar Jackson and Jamel Goodwine, arrived and noticed May naked and masturbating in the cell [9]—in violation of both jail policy and state law. Cook instructed May to get dressed. Cook then asked for the door to cell 172 to be opened while he continued to give loud verbal commands to May to back up and then get face down on the ground. May responded by saying something along the lines of “I ain't doing that shit,” and took an aggressive stance—clenched fists and separated feet—in front of the cell door. At this point, Cook removed his county-issued taser and gave another loud verbal command to get on the ground; May still did not comply. May, still in an aggressive stance, then stepped toward Officer Cook. [10]

All three officers testified that, at that moment, they believed May represented a threat to them. Cook then deployed his taser, striking May in the back. [11] May fell to the ground, but almost immediately got back up and charged at the officers while screaming, kicking, and punching. Cook twice attempted to send another charge through the taser to incapacitate May but, according to the taser logs, these additional attempts had no potential for effectiveness.

By now, other officers had joined to help get May under control. Officer Jackson, assisted by Officers Goodwine and Jason Roache, attempted to restrain May's legs, but May continued to kick. To gain compliance, Officer Jackson stunned May's left leg with his taser, which allowed him to cross May's legs at the ankles. [12] Officer William Whitaker observed May kicking at the other officers and, believing him to be an immediate threat, deployed his taser; the taser had no effect on May. [13] Officer Whitaker attempted to drive stun May with his taser three times; these attempts may have been successful. [14] Believing the stuns to be ineffective, and because May was still being combative, refusing to get down, and trying to exit the cell, Whitaker pepper-sprayed May in the face.

After Officer Whitaker deployed the pepper spray, Officer Roache took May to the ground using a tactical maneuver. With the help of Officers Cook, Jackson, and Goodwine, Officer Roache successfully placed leg irons on May. [15] May continued to punch at Officer Roache. Officer Kenesia Strowder, who noticed her teammates struggling with May while she conducted crowd control, stepped in to help and attempted to handcuff May. May continued to resist and grabbed Strowder's handcuffs; Strowder gave May verbal commands to drop the cuffs. When May did not comply, Strowder struck him with a closed fist four times—once in each of the face, arm, hand, and back. Officer Jermaine Copeland then applied handcuffs to May. The handcuffs were transferred to waist chains as May continued to kick his legs. Officer Guito Delacruz put a spit mask over May's face after seeing him spit.

With May restrained, Officers Cook, Jackson, Whitaker, and Roache placed May in a restraint chair [16] and moved him to the showers for decontamination, as is protocol after using pepper spray. [17] The Officers placed May in the restraint chair with the following restraints applied: handcuffs, waist chain, leg restraints, and the shoulder straps from the chair itself. May continued his aggressive and combative behavior. The Officers removed May's spit mask and decontaminated his face with cool water from a hose. After they removed the leg restraints, the Officers attempted to dress May, who continued to kick and resist. As they attempted to dress May, Officers Whitaker and Roache each delivered one closed-hand strike to May's legs to gain compliance. Once they dressed May, the Officers reapplied his restraints, including the spit mask, and Officer Whitaker wheeled May into the property room for examination by the medical staff.

Officer Cook left the property room to get Didier, the medical provider, who was required to perform an evaluation after a use of force incident. Shortly thereafter, Didier arrived in the property room. Didier conducted a visual evaluation of May, who was awake and not in distress. Didier then left the area to gather equipment. As Didier performed his assessment, DART Commander and Intake Unit Manager Lieutenant Derrick Page arrived. Because May no longer appeared to be resisting, Lieutenant Paige instructed the officers to remove the handcuffs and place May's hands in the chair restraints, which they began to do.

At some point the officers realized May had become unresponsive. Approximately fifteen seconds after Didier left, Officer Whitaker lifted May's spit mask. May's legs and head moved at that time. Approximately ten seconds later, Whitaker rocked the chair up and down slightly; May did not move. Approximately ten seconds after that, Whitaker dropped the chair into resting position, which jolted May but did not cause any reaction. The officers began to look at May and touch him, but May did not respond. Lieutenant Paige directed the officers to get May out of the chair and start lifesaving measures. The officers began to remove May's restraints and move him to the floor, which took about two minutes. During this time, May remained unresponsive in the chair.

Officer Roache gave May chest compressions while Officer Copeland performed rescue breathing. For about the next half hour, various officers, medical staff, and Atlanta Fire Department personnel—who arrived on scene approximately 15 minutes after May became unresponsive—attempted to resuscitate May, who died on the floor of the property room. According to the medical examiner's report, May died of sudden cardiovascular collapse due to probable excited delirium with physical restraint use and acute methamphetamine intoxication; the manner of death is listed as undetermined.

D.

On May 29, 2019, Appellants [18] brought this lawsuit in the United States District Court for the Northern District of Georgia alleging the following claims, all stemming from May's death:

1. Excessive force and deliberate indifference claims under 42 U.S.C. § 1983 against Jason Roache, Derrick Paige, Jamel Goodwine, William Whitaker, Aaron Cook, Omar Jackson, Jermaine Copeland, Kenesia Strowder, and Guito Delacruz (collectively, the “Officers”); [19]

2. Supervisory liability under 42 U.S.C. § 1983 against Fulton County, Georgia and Sheriff Theodore Jackson for unconstitutional policies that led to May's death; [20]

3. Common law and statutory failure to warn claims against Axon Enterprise; [21]

4. Discrimination under the Americans with Disabilities Act (the “ADA”) and Rehabilitation Act against Sheriff Jackson in his official capacity and against Fulton County, Georgia; [22]

5. Medical negligence under Georgia law against NaphCare, Inc. and paramedic Travis Williams. [23]

Sheriff Jackson moved the District Court to dismiss the claims against him.

  • The District Court granted that motion. Specifically, the Court found that, as an arm of the State, Sheriff Jackson was not a person within the meaning of § 1983. As such, the Court held that it lacked jurisdiction to entertain the § 1983 claims against Sheriff Jackson (in his official capacity) because he was entitled to Eleventh Amendment immunity.

  • With respect to Sheriff Jackson in his individual capacity, the District Court held that he was entitled to qualified immunity on the § 1983 claims of supervisory liability based on a failure to train and inadequate policies because Appellants (1) failed to demonstrate that qualified immunity was not appropriate on the failure to train claims; (2) did not plausibly allege a history of widespread abuse that would have placed Sheriff Jackson on notice of a need for correction; (3) had not plausibly alleged that a causal connection existed between Sheriff Jackson and the alleged constitutional violation; (4) had not plausibly pleaded that the Sheriff directed the deputies to act unlawfully or knew that they would do so and failed to stop them; and (5) had not shown that it was clearly established that the Sheriff had an obligation to disregard the medical expertise of the contractors he hired to provide healthcare. The District Court dismissed the ADA and Rehabilitation Act claims because Appellants did not successfully allege that Sheriff Jackson (or any Fulton County Jail employee) was aware of May's disability, so he could not have discriminated against him based on that disability.

Following discovery, the Fulton County Officers moved the District Court for summary judgment on the claims against them.

  • The District Court granted that motion on qualified immunity grounds.

  • The Court held that, under the objective reasonableness standard, the Officers did not subject May to objectively unreasonable force. May violated both jail policy and state law, refused to put on his clothes, and ignored instructions. Once May stepped towards Officer Cook, Cook deployed his taser. This was a reasonable amount of force in the Court's view. According to the Court, “the crucial fact underlying this analysis is May's step toward the Officers. ... This step ... indicates that a reasonable officer under the same circumstances could have determined that May represented a safety or flight risk.” Order, Doc. 240 at 17.

The District Court similarly found all of the following to be objectively reasonable uses of force, given May's continued resistance to the Officers and noncompliance with their commands: the subsequent taser deployments; Officer Whitaker's use of the pepper spray; Officer Roache's takedown of May; Officer Strowder's closed-fist strikes; Officer Delacruz's use of a spit mask; and the use of a restraint chair with additional restraints by Officers Paige, Delacruz, Whitaker, Roache, and Jackson. [24] The District Court also found that Appellants had not provided specific case law that would indicate that the alleged constitutional violations were clearly established, instead painting the collective use of force by all Officers as collectively unreasonable. According to the Court, the actions of the Officers “do not represent such shocking conduct that their unconstitutionality can be inferred by anything less than clear precedent.” Order, Doc. 240 at 24. The Officers were thus entitled to qualified immunity on the excessive force claim.

The District Court also granted the Officers summary judgment on the deliberate indifference claim. Even if Appellants had successfully met the first element of such a claim—showing a substantial risk of serious harm—the Court held that they did not show a genuine issue of material fact as to the second—deliberate indifference to that risk. This was because the video footage “dispels any notion that the Officer Defendants responded unreasonably to May's conditions.” Id. at 26. Because the Officers got May medical assistance and reacted when he became unconscious, Appellants failed to show that the Officers were deliberately indifferent.

Like the Officers, NaphCare and Travis Williams jointly moved the District Court for summary judgment as to the medical negligence claims against them. As it did with the Officers, the District Court granted their motion. The District Court focused the bulk of its order on the third element of a medical malpractice claim under Georgia law—proximate cause. Importantly, the Court noted: “Both of the experts concede in their conclusions that an intervening event—May's altercation with the Officer Defendants—occurred between the actions of the NaphCare Defendants and May's death.” Id. at 30. According to the Court, “too many actions and choices made by May and the Officers [stood] in between the decisions of the NaphCare Defendants and May's death to deem their failure to sedate May the proximate cause of the events.” Id.

E.

In their timely appeal, Appellants largely reassert the same arguments as below. They argue that Sheriff Jackson is not entitled to Eleventh Amendment immunity in his official capacity, that he is a person within the meaning of § 1983, that he is not entitled to qualified immunity in his individual capacity, and that he can be held liable under a supervisory liability theory in both his official and individual capacities. They further argue that Williams and NaphCare are not entitled to summary judgment because they have shown proximate cause between May's death and the lack of medical care he received, as required by Georgia law. Finally, Appellants argue that the Officers are not entitled to summary judgment on the excessive force and deliberate indifference claims because (1) the amount of force used on May was not objectively reasonable; (2) the Officers’ depositions are not credible; and (3) none of the Officers rendered first aid, offered to assist, or took May directly to receive medical care. We address each of these claims in turn.

II.

To begin, we address Appellants’ argument that the District Court erred in granting Sheriff Jackson's motion to dismiss. We review a district court's ruling on a motion to dismiss for lack of subject matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1) de novo. Smith v. United States, 7 F.4th 963, 973 (11th Cir. 2021). Likewise, we review a district court's grant of a motion to dismiss for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6) de novo. McGroarty v. Swearingen, 977 F.3d 1302, 1306 (11th Cir. 2020). We accept the factual allegations in the complaint as true and construe them in the light most favorable to the plaintiff. Id. We may dismiss a complaint pursuant to Rule 12(b)(6) on a dispositive issue of law. Patel v. Specialized Loan Servicing, LLC., 904 F.3d 1314, 1321 (11th Cir. 2018) (citing Marshall Cnty. Bd. of Educ. v. Marshall Cnty. Gas Dist., 992 F.2d 1171, 1174 (11th Cir. 1993)).

A.

“An assertion of Eleventh Amendment immunity essentially challenges a court's subject matter jurisdiction.” Seaborn v. Fla. Dep't of Corrs., 143 F.3d 1405, 1407 (11th Cir. 1998). The Eleventh Amendment bars suit against a state by its own citizens and by citizens of another state—even if the state is not a named party to the action. Edelman v. Jordan, 415 U.S. 651, 662–63, 94 S. Ct. 1347, 1355, 39 L.Ed.2d 662 (1974). The law is “well-settled that Eleventh Amendment immunity bars suits brought in federal court when the State itself is sued and when an ‘arm of the [s]tate’ is sued.” Manders v. Lee, 338 F.3d 1304, 1308 (11th Cir. 2003) (en banc) (internal citation omitted). Whether Sheriff Jackson is entitled to Eleventh Amendment immunity thus turns on whether he was acting as an arm of the state, which in turn depends on “the particular function in which [he] was engaged when taking the actions out of which liability is asserted to arise.” Id. Taken together, the Appellants’ allegations point to Sheriff Jackson engaging in the following “particular functions”: creating and implementing force policy; hiring, training, and disciplining officers; and providing medical care to detainees.

We consider four factors in determining whether an entity is an “arm of the state”: (1) how state law defines the entity; (2) what degree of control the state maintains over the entity; (3) where the entity derives its funds; and (4) who is responsible for judgments against the entity. Id. at 1309. Whether Sheriff Jackson is an “arm of the state” for Eleventh Amendment purposes is a question of federal law, but that federal question can only be answered by considering provisions of state law. Id.

1.

Our seminal case on whether a defendant is an “arm of the state” for Eleventh Amendment immunity purposes, Manders v. Lee, also deals with a county sheriff in Georgia. It also addresses the sheriff's “force policy at the jail and the training and disciplining of his deputies in that regard.” Manders, 338 F.3d at 1307–09. As such, with respect to the first two “particular functions” Sheriff Jackson allegedly performed—implementing force policy and training and disciplining his officers—we need only look to Manders because it deals with the law of the same state, the same type of actor, and the same specific functions. Under Manders, Sheriff Jackson acted as an arm of the state with respect to his force policy and training and disciplining his officers, and he is entitled to Eleventh Amendment immunity. See id. at 1328.

In Manders, we held that because, under state law, “the sheriff wears a ‘state hat’ when he creates and implements force policy in the jail,” the first factor weighed heavily in favor of immunity. Id. at 1319. We also found that, as to the second factor, “only the State possesses control over sheriffs’ force policy and that control is direct and significant in many areas, including training and discipline.” Id. at 1320. The counties, on the other hand, have no authority or control over force policy. Id. at 1322. The third factor—who funds the entity—also tilted in favor of immunity. Though the county bore the major burden of funding sheriffs’ offices and jails, it did so because of a state mandate. Id. at 1323. Ultimately, “[p]ayment of Sheriff [Jackson's] budget, when required by the State, does not establish any control by [Fulton] County over his force policy at the jail or how he trains and disciplines his [officers].” Id. at 1324. As far as who is responsible for paying judgments against the entity, under Georgia law, neither the State nor the county were required to pay an adverse judgment against the sheriff—but the funds of both were implicated by such a judgment. Id. at 1329. We did not hold that this final factor pointed towards immunity, saying only that “[a]t a minimum, this final factor does not defeat [it].” Id.

In sum, Sheriff Jackson acted as an “arm of the state” with respect to force policy and training and disciplining officers. He is entitled to Eleventh Amendment immunity.

2.

The other specific function Sheriff Jackson performed was providing medical care. Manders does not speak directly to whether Sheriff Jackson acted as an “arm of the state” with respect to the provision of medical care, but its discussion of the structure of the sheriff's office, generally speaking, is still instructive. The State still controls, trains, and disciplines the sheriff's office. Our discussion of the third and fourth Manders factors apply with equal force here. The third factor tilts in favor of immunity because some state money goes to the sheriff's office, and a state mandate requires the county to fund the sheriff's budget but prohibits the county from dictating how the sheriff spends those funds. Id. at 1323. The fourth factor does not point in either direction—counties are not responsible for adverse judgments against the sheriff in his official capacity, and no state law requires the state to pay those judgments either. Id. at 1324–28.

Manders’s discussion of the first and second factors is not directly applicable to the provision of medical care. We address them now. With respect to the second factor, control, Georgia courts have interpreted O.C.G.A. § 42-4-4(a)(2) as “giving sheriffs exclusive control vis-à-vis the county over choosing vendors for medical care.” [25] Lake v. Skelton, 840 F.3d 1334, 1339–40 (11th Cir. 2016). Specifically, the Georgia Supreme Court held:

A sheriff is an elected, independent constitutional officer who is not an employee of the [county] board and is not, therefore, subject to the control of the board. The sheriff's duties include a duty to provide medical care to prisoners placed in his custody. To fulfill that duty, the sheriff is necessarily vested with authority to enter into contracts with medical care providers. The board cannot control the sheriff's choice.

Bd. of Comm'rs of Spalding Cnty. v. Stewart, 284 Ga. 573, 668 S.E.2d 644, 645 (2008) (internal citations omitted). This supports the conclusion that a sheriff acts as an “arm of the state” when he provides medical care because the county has no control over the way such care is provided.

Finally, we consider the first factor—how Georgia state law defines the entity. Manders clearly stated that in addition to performing common law duties to enforce the law and preserve the peace on behalf of the State, the sheriff's office “perform[s] specific statutory duties, directly assigned by the State.Manders, 338 F.3d at 1319 (emphasis added). One such statutory duty assigned by the state is furnishing medical aid. O.C.G.A. § 42-4-4(a)(2) (“It shall be the duty of the sheriff [t]o furnish persons confined in the jail with medical aid ....” (emphasis added)).

Further, in Lake v. Skelton we discussed O.C.G.A. § 42-5-2, according to which it is “the responsibility of the governmental unit, subdivision, or agency having the physical custody of an inmate to maintain the inmate, furnishing him food, clothing, and any needed medical and hospital attention.” 840 F.3d at 1340 (quoting O.C.G.A. § 42-5-2). We stated that Georgia law clearly required the sheriff to “take ... custody of the jail and the bodies of such persons as are confined therein.” Id. (quoting O.C.G.A. § 42-4-4(a)(1)). This meant that the sheriff, not the county, was the governmental unit with custody of the inmates. Id. Thus “Section 42-5-2 support[ed the] conclusion that Georgia imposes food-service responsibilities directly on the sheriff as part of his custodial duties.” Id. If, under § 42-5-2, the sheriff wears a “state hat” with respect to food-service responsibilities, that same provision must lead to the conclusion that the sheriff wears a “state hat” with respect to the provision of medical care as well. Indeed, our holding in Lake that the sheriff was an arm of the state with respect to providing food relied at least in part on the idea that, under Georgia law, the sheriff was an arm of the state with respect to providing medical care. See id. at 1342.

As in Manders and Lake, the first three factors here weigh in favor of immunity. The fourth factor does not defeat it. Altogether, we conclude that Sheriff Jackson acted as an “arm of the state” and is entitled to Eleventh Amendment immunity with respect to the particular function of providing medical care. The District Court correctly dismissed the claims against Sheriff Jackson in his official capacity.

B.

We next turn to Appellants’ argument that the District Court improperly dismissed their claims against Sheriff Jackson in his individual capacity for supervisory liability under 42 U.S.C. § 1983. A complaint is subject to dismissal under Rule 12(b)(6) when its factual allegations, on their face, establish an affirmative defense that bars recovery. Ingram v. Kubik, 30 F.4th 1241, 1250 (11th Cir. 2022). That means that if a defendant raises the affirmative defense of qualified immunity, the district court must dismiss any claims that do not allege a violation of clearly established law. Id.

Qualified immunity “shields a government official from liability unless he violates ‘clearly established statutory or constitutional rights of which a reasonable person would have known.’ ” Piazza v. Jefferson Cnty., 923 F.3d 947, 951 (11th Cir. 2019) (quoting Foy v. Holston, 94 F.3d 1528, 1532 (11th Cir. 1996)). The defendant asserting the qualified immunity defense bears the initial burden of showing that he or she was acting within his or her discretionary authority. [26] Id. at 951. After the defendant makes this showing, the burden shifts to the plaintiff to show that qualified immunity is not appropriate. Lee v. Ferraro, 284 F.3d 1188, 1194 (11th Cir. 2002).

The Supreme Court has established a two-part test for evaluating a claim of qualified immunity. We must ask (1) whether, taken in the light most favorable to the injured party, the facts alleged show the officer's conduct violated a constitutional right; and (2) if the right violated under those alleged facts was clearly established at the time of the alleged violation. Ashcroft v. al-Kidd, 563 U.S. 731, 735, 131 S. Ct. 2074, 2080, 179 L.Ed.2d 1149 (2011). Courts have discretion to consider these two questions in whichever order they find appropriate in light of the particular case. Pearson v. Callahan, 555 U.S. 223, 236, 129 S. Ct. 808, 818, 172 L.Ed.2d 565 (2009). For a plaintiff to overcome a claim of qualified immunity, both questions must be answered affirmatively. If the answer to one is “no,” the court need not reach the other.

Turning to Appellants’ supervisory liability claim, we begin by acknowledging that “the standard by which a supervisor is held liable in [his or her] individual capacity for the actions of a subordinate is extremely rigorous.” Christmas v. Harris Cnty., 51 F.4th 1348, 1355 (11th Cir. 2022) (quoting Braddy v. Fla. Dep't of Lab. & Emp't. Sec., 133 F.3d 797, 802 (11th Cir. 1998)). It is well established in this Circuit that “supervisory officials are not liable under § 1983 for the unconstitutional acts of their subordinates on the basis of respondeat superior or vicarious liability.” Cottone v. Jenne, 326 F.3d 1352, 1360 (11th Cir. 2003) (quoting Hartley v. Parnell, 193 F.3d 1263, 1269 (11th Cir. 1999)). “Instead, supervisory liability under § 1983 occurs either when the supervisor personally participates in the alleged unconstitutional conduct or when there is a causal connection between the actions of a supervising official and the alleged constitutional deprivation.” Id. at 1360 (citing Gonzalez v. Reno, 325 F.3d 1228, 1234 (11th Cir. 2003)).

Here, Appellants do not allege that Sheriff Jackson personally participated in the alleged unconstitutional conduct, so they must allege facts that show a causal connection between his actions and the alleged constitutional deprivation. Appellants can meet that extremely rigorous challenge in several ways. A causal connection may be established when:

  • (1) a history of widespread abuse puts the responsible supervisor on notice of the need to correct the alleged deprivation, and he or she fails to do so;

  • (2) a supervisor's custom or policy results in deliberate indifference to constitutional rights;

  • or (3) facts support an inference that the supervisor directed subordinates to act unlawfully or knew that subordinates would act unlawfully and failed to stop them from doing so.

  • Mathews v. Crosby, 480 F.3d 1265, 1270 (11th Cir. 2007) (internal quotation marks and citations omitted).

The complaint does not allege that Sheriff Jackson personally directed the Officers to act unlawfully or that he knew they would do so and failed to stop them. That leaves options one and two. With respect to the first, “[t]he deprivations that constitute widespread abuse sufficient to notify the supervising official must be obvious, flagrant, rampant and of continued duration, rather than isolated occurrences.” Christmas, 51 F.4th at 1355 (quoting Keith v. DeKalb Cnty., 749 F.3d 1034, 1048 (11th Cir. 2014)). Any attempt by Appellants to demonstrate a causal connection between Sheriff Jackson and the alleged constitutional deprivation based on such a history of widespread abuse must fail. There is simply nothing alleged in the complaint demonstrating that Sheriff Jackson would have had notice of the alleged widespread abuse.

Three allegations in the complaint address alleged obvious, flagrant, rampant, and continued abuse. First, according to the complaint, “Fulton County, GA has paid numerous settlements and judgments based on the unconstitutional actions of the Fulton Sheriff and Sheriff deputies.” This does not come close to showing a widespread history of abuse. There is no indication that the judgments and settlements were for the same types of allegedly unconstitutional actions. There is no indication that these incidents were of continued duration, as opposed to isolated incidents, with one occurring every few years. See Clark v. Evans, 840 F.2d 876, 885 (11th Cir. 1988) (“[I]t is clear that four cases in four years would have been insufficient to put [the Sheriff] on notice ....”).

Second, the complaint alleges that Sheriff Jackson permitted a custom of excessive force by permitting unwarranted use of tasers on inmates, “as evidenced by jail staff and inmates hearing deputies use the term ‘Taser Tuesday’ on the day Mr. May was TASED at the jail.” But that statement by itself does not indicate that such a policy or custom existed. There is no indication in the complaint of even a single other allegedly unwarranted tasing.

Finally, the complaint alleges that Sheriff Jackson's deliberate indifference through his “failure or failures to train as alleged” are “failures of policy, widespread practice, and/or custom.” But again, the complaint does not allege any facts outside of the incident with May, and an isolated incident does not give sufficient notice of a failure to train. The abuses must be of a continuous nature.

The last remaining avenue for establishing a causal connection is to show a custom or policy that resulted in deliberate indifference to May's constitutional rights. Appellants can also allege “that the absence of a policy led to a violation of constitutional rights.” Piazza, 923 F.3d at 957 (citing Rivas v. Freeman, 940 F.2d 1491, 1495 (11th Cir. 1991)). A policy is a “decision that is officially adopted by the [law enforcement agency], or created by an official of such rank that he or she could be said to be acting on behalf of the [law enforcement agency].” Christmas, 51 F.4th at 1356 (quoting Sewell v. Town of Lake Hamilton, 117 F.3d 488, 489 (11th Cir. 1997)). “A custom is an unwritten practice that is applied consistently enough to have the same effect as a policy with the force of law.” Id. (quoting Goebert v. Lee Cnty., 510 F.3d 1312, 1332 (11th Cir. 2007)). “Demonstrating a policy or custom requires showing a persistent and wide-spread practice.” Goebert, 510 F.3d at 1332 (quoting Depew v. City of St. Mary's, 787 F.2d 1496, 1499 (11th Cir. 1986) (alterations adopted)). Importantly, the unconstitutional act “must have been carried out pursuant to the alleged policy or custom.” Christmas, 51 F.4th at 1356 (internal quotation marks and citations omitted).

But proving that a policy (or absence thereof) or custom caused a constitutional harm would require Appellants to point to multiple incidents. Piazza, 923 F.3d at 957 (citing Rivas, 940 F.2d at 1495–96); see also Grech v. Clayton Cnty., 335 F.3d 1326, 1330 (11th Cir. 2003) (en banc) (“Because a county rarely will have an officially-adopted policy of permitting a particular constitutional violation, most plaintiffs [ ] must show that the county has a custom or practice of permitting it and that the [ ] custom or practice is the moving force behind the constitutional violation.”). “A single incident of a constitutional violation is insufficient to prove a policy or custom even when the incident involves several subordinates.” Piazza, 923 F.3d at 957 (alteration adopted) (quoting Craig v. Floyd Cnty., 643 F.3d 1306, 1312 (11th Cir. 2011)). Under § 1983, proof of a single incident of unconstitutional activity is only sufficient to impose liability on a governmental entity as part of a policy or custom if the challenged policy itself is unconstitutional. Ireland v. Prummell, 53 F.4th 1274, 1289 (11th Cir. 2022) (citing City of Oklahoma City v. Tuttle, 471 U.S. 808, 823–24, 105 S. Ct. 2427, 2436, 85 L.Ed.2d 791 (1985) (plurality opinion)); see also Craig v. Floyd Cnty., 643 F.3d 1306, 1311 (11th Cir. 2011) (“In the absences of a series of constitutional violations from which deliberate indifference can be inferred, the plaintiff must show that the policy itself is unconstitutional.” (cleaned up)).

The complaint focuses only on May's experience at the Fulton County Jail—it does not point to other instances of excessive force or deliberate indifference aside from noting that Fulton County has paid judgments and settlements for unknown claims in the past. Because Appellants’ complaint focuses solely on May's experience—a single incident of allegedly unconstitutional activity—and because none of the policies or customs it alleges are unconstitutional on their own, the complaint does not, as a matter of law, state a claim against Sheriff Jackson for supervisory liability. See Piazza, 923 F.3d at 958.

Because Appellants cannot overcome Sheriff Jackson's defense of qualified immunity, the District Court correctly granted his motion to dismiss.

III.

Next, we address Appellant's argument that the District Court improperly granted summary judgment to the Officers for the 42 U.S.C. § 1983 excessive force and deliberate indifference claims against them. We review a district court's grant of summary judgment based on qualified immunity de novo. Stephens v. DeGiovanni, 852 F.3d 1298, 1313 (11th Cir. 2017). Summary judgment is proper where the evidence “shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). At this stage, we review the evidence, draw all reasonable inferences, and resolve all doubts in favor of the non-moving party—but only to the extent supportable by the record. Baxter v. Roberts, 54 F.4th 1241, 1253 (11th Cir. 2022). In cases where a video contradicts the nonmovant's version of the facts, we accept the video's depiction instead and view the facts in the light depicted by the video. Id. (quoting Shaw v. City of Selma, 884 F.3d 1093, 1098 (11th Cir. 2018)). “We may affirm on any ground supported by the record, regardless of whether that ground was relied upon or even considered below.” Waldman v. Conway, 871 F.3d 1283, 1289 (11th Cir. 2017) (per curiam).

The Officers raised the affirmative defense of qualified immunity. Qualified immunity shields “government officials performing discretionary functions ... from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” [27] Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727, 2738, 73 L.Ed.2d 396 (1982). We have said that qualified immunity “protect[s] from suit all but the plainly incompetent or one who is knowingly violating the federal law.” Ferraro, 284 F.3d at 1194 (internal quotation marks and citation omitted).

The same two-part test discussed in part II.B, supra, applies in the summary judgment context as well: to overcome a defense of qualified immunity, Appellants must show (1) the Officers violated a constitutional right and (2) that right was clearly established at the time of the alleged violation. Piazza, 923 F.3d at 951. “Clearly established” means that “at the time of the officer's conduct, the law was sufficiently clear that every reasonable official would understand that what he is doing is unlawful.” District of Columbia v. Wesby, ––– U.S. ––––, 138 S. Ct. 577, 589, 199 L.Ed.2d 453 (2018) (internal quotation marks and citations omitted). That is, “existing law must have placed the constitutionality of the officer's conduct ‘beyond debate.’ ” Id. (quoting al-Kidd, 563 U.S. at 741, 131 S. Ct. at 2083). Plaintiffs can show that a constitutional right was clearly established in three ways: (1) citing case law with indistinguishable facts that clearly establishes the constitutional right; (2) pointing to a broad statement of principle within the Constitution, statute, or case law that clearly establishes the constitutional right; or (3) alleging conduct so egregious that a constitutional right was clearly violated, even in the total absence of case law. Lewis v. City of W. Palm Beach, 561 F.3d 1288, 1291–92 (11th Cir. 2009) (citing Mercado v. City of Orlando, 407 F.3d 1152, 1159 (11th Cir. 2005)).

A.

Claims alleging excessive force by pretrial detainees are governed by the Fourteenth Amendment's Due Process Clause. Crocker v. Beatty, 995 F.3d 1232, 1246 (11th Cir. 2021). A detainee must show “that the force purposely or knowingly used against him was objectively unreasonable.” Kingsley v. Hendrickson, 576 U.S. 389, 397, 135 S. Ct. 2466, 2473, 192 L.Ed.2d 416 (2015). If an officer used objectively unreasonable force, he or she violated a detainee's Fourteenth Amendment rights. This would satisfy the first prong of the qualified immunity analysis.

Objective reasonableness turns on the “facts and circumstances of each particular case.” Id. (quoting Graham v. Connor, 490 U.S. 386, 396, 109 S. Ct. 1865, 1872, 104 L.Ed.2d 443 (1989)). A court “must make this determination from the perspective of a reasonable officer on the scene, including what the officer knew at the time, not with the 20/20 vision of hindsight.” Id. The following non-exhaustive list of factors bears on the reasonableness of the force used:

the relationship between the need for the use of force and the amount of force used; the extent of the plaintiff's injury; any effort made by the officer to temper or to limit the amount of force; the severity of the security problem at issue; the threat reasonably perceived by the officer; and whether the plaintiff was actively resisting.

Id. A court also needs to consider the “legitimate interests that stem from the government's need to manage the facility in which the individual is detained, appropriately deferring to policies and practices that in the judgment of jail officials are needed to preserve internal order and discipline and to maintain institutional security.” Id. (internal quotation marks and citation omitted) (alteration adopted).

We may not examine the actions of a group of defendants collectively. “[E]ach defendant is entitled to an independent qualified-immunity analysis as it relates to his or her actions and omissions. So we must be careful to evaluate a given defendant's qualified-immunity claim, considering only the actions and omissions in which that particular defendant engaged.” Alcocer v. Mills, 906 F.3d 944, 951 (11th Cir. 2018).

The only allegedly excessive uses of force addressed by Appellants in this Court are: (1) Officer Cook's use of his taser; (2) Officer Strowder's closed-fist strikes; and (3) Officers Delacruz, Cook, Whitaker, Roache, and Jackson's use of additional restraints. As explained below, the District Court did not err in granting summary judgment with respect to these claims.

1.

Officer Cook's use of his taser against May was not objectively unreasonable force and did not violate May's constitutional rights when viewed under the Kingsley factors. Officer Cook approached May's cell because May was naked and masturbating in violation of jail policy and state law. May actively resisted Cook's directive for May to put his clothes on. Officer Cook's interaction with May stemmed from the need to preserve internal order and discipline and to maintain institutional security. Officer Cook's use of the taser came after several attempts to get May to comply. Officer Cook reasonably perceived May to be a threat because May was noncompliant and took an aggressive stance. In fact, all three officers present at that moment perceived May to be a threat. Further, after being tased by Officer Cook, May continued to resist and became even more combative, indicating that his injuries from the taser were not severe. Under the Kingsley factors, then, Officer Cook's use of his taser was reasonable under the circumstances. This conclusion also conforms to this Court's precedent. See Draper v. Reynolds, 369 F.3d 1270, 1277–78 (11th Cir. 2004) (holding that a single use of a taser to subdue a hostile, belligerent, and uncooperative suspect was not excessive force).

Appellants’ primary argument is that the Officers’ testimony that May stepped towards Officer Cook is not credible and that without that fact, Officer Cook's initial use of the taser was unreasonable. They argue that if May had stepped toward Officer Cook, as several officers stated in their depositions, the taser prong would not have landed on his lower back. The autopsy report shows a 1/8 x 1/8 inch blackened abrasion with a central puncture mark on the lateral right side of May's lower back, just above the right buttock. Officer Jackson's after-incident report and deposition testimony confirm that this was the taser probe fired by Officer Cook. Appellants also argue that the Officers’ testimony that May stepped towards Officer Cook—a crucial fact—is unreliable because it contradicts the written statements made after the incident, because none of the Officers were wearing body cameras, and because the Officers were “likely coached by [their] counsel to fit [their] testimony within the confines of qualified immunity.”

There may be a question as to whether May stepped toward Officer Cook. Appellants are correct that none of the officers mentioned the alleged step in their incident reports. But we need not address whether May stepped toward Officer Cook. Even assuming that he didn't, it was reasonable under the circumstances for Officer Cook to tase May. The undisputed record, when viewed in the light most favorable to Appellants, shows that (1) May was naked in his cell in violation of jail policy and state law; (2) Officer Cook repeatedly instructed May to put his clothes on; (3) May refused to comply; (4) May was defiant and took an aggressive stance; (5) Officer Cook tased May; (6) the taser was only partially effective; and (7) May jumped back up almost immediately and continued to resist. These facts, when viewed through the lens of the Kingsley factors, do not suggest that Officer Cook's initial use of his taser on May was objectively unreasonable, so we cannot say that Officer Cook violated May's Fourteenth Amendment rights.

We have said that “where a suspect appears hostile, belligerent, and uncooperative, use of a taser might be preferable to a physical struggle causing serious harm to the suspect or the officer.” Smith v. LePage, 834 F.3d 1285, 1294 (11th Cir. 2016). That fairly describes the situation in this case. May was naked in his cell in violation of jail policy and state law. When Officer Cook told him to get dressed, he replied “I ain't doing that shit.” May then assumed an aggressive stance—or, as Officer Cook described it, a “fighting stance. Closed, clenched fists, separated feet.” Doc. 209-5 at 24:14–15. May's conduct reasonably caused Officer Cook to believe May wanted to harm him.

Under our precedent, and given the situation that he confronted, Officer Cook was within his rights to tase May. We have declined to find a Fourth Amendment violation in similar circumstances. In Draper v. Reynolds, we held that it was reasonable to tase a suspect who defied lawful orders, “used profanity, moved around and paced in agitation, and repeatedly yelled” at law enforcement. 369 F.3d at 1278. All that was also true here. If anything, May's aggressive stance made the situation here more volatile, in that it gave the officers reason to believe that a brawl might ensue. So if it was reasonable to tase the suspect in Draper, it was reasonable to tase May here. See id. (observing that trying to use force to subdue the suspect, rather than deploying the taser, could have “escalated a tense and difficult situation into a serious struggle”). As such, the District Court properly granted Officer Cook summary judgment based on qualified immunity.

2.

Nor were the closed-fist strikes delivered by Officer Strowder objectively unreasonable. Officer Strowder, both in her deposition and her after-incident statement, said that she saw her colleagues involved in an altercation with May and stepped in to help handcuff May, who continued to resist and grabbed her handcuffs. Strowder testified that she gave May verbal commands to drop the cuffs and that when he did not comply, she struck him with a closed fist four times—once in each of the face, arm, hand, and back.

In the first place, Appellants attempt to create a genuine issue of material fact by arguing that Officer Copeland's deposition testimony directly contradicts Officer Strowder's version of events. According to Appellants, Officer Copeland's testimony shows that “May permitted the officers to handcuff him without any issues.” Officer Copeland did not dispute Officer Strowder's testimony; he said he did not recall May grabbing her handcuffs, or her delivering closed-fist strikes—not that those things did not occur. But even if he had disputed Officer Strowder's recollection of events, Officer Copeland's testimony was not, as Appellants argue, that May “did not resist being placed in handcuffs and permitted the officers to handcuff him without any issues.” Officer Copeland indicated that there was an ongoing struggle—as did the testimony of every officer involved.

Even under the most favorable version of events, there is simply no dispute that an active struggle was ensuing in the holding cell. Under the Kingsley factors, Officer Strowder's punches were not objectively unreasonable given the struggle between May and the Officers—regardless of whether he grabbed her handcuffs. May actively resisted. Officer Strowder gave May verbal warnings. Her closed-fist strikes were in response to that resistance and the safety and security risks May posed. The injury resulting from the punches was relatively minimal.

Because Officer Strowder's use of force was not clearly unreasonable, she did not violate May's Fourteenth Amendment rights. The District Court properly granted her summary judgment as well.

3.

Finally, Appellants argue that Officers Delacruz, Cook, Whitaker, Roache, and Jackson used excessive force when they placed additional restraints on May while he was in the restraint chair. We need not decide if one of May's constitutional rights was violated by the additional restraints because, even if it was, that right was not clearly established. [28]

Appellants can show that a constitutional right was clearly established in three ways: (1) citing case law with indistinguishable facts; (2) pointing to a broad statement of principle within the Constitution, statute, or case law; or (3) alleging conduct so egregious that everyone would know it violated the Constitution. Lewis, 561 F.3d at 1291–92. There is simply no case law with indistinguishable facts that would clearly establish this constitutional right, nor do Appellants point to any. In fact, most case law in this Circuit would tend to indicate that the use of restraints was permissible. See, e.g., Brown v. City of Huntsville, 608 F.3d 724, 740 (11th Cir. 2010) (“For even minor offenses, permissible force includes physical restraint, use of handcuffs, and pushing into walls.”). Similarly, Appellants do not point to a broad statement of principle within the Constitution, statute, or case law that would establish the right.

That leaves the third option—conduct so egregious that any person would know it was unconstitutional. Appellants argue that the preeminent case using egregious behavior to clearly establish a constitutional right—Hope v. Pelzer, 536 U.S. 730, 122 S. Ct. 2508, 153 L.Ed.2d 666 (2002)—applies. In Hope, the defendant was placed in leg irons, handcuffed to a hitching post, and made to stand in the Alabama sun in June for seven hours with no shirt, no bathroom breaks, and only one glass of water. Id. at 734–35, 122 S. Ct. at 2512–13. His arms were above shoulder height the entire time. Id. at 734, 122 S. Ct. at 2512. The guards taunted him. Id. at 735, 122 S. Ct. at 2513.

But the situation in Hope is far removed from the type of behavior exhibited by the Officers here. Qualified immunity operates to make sure that “before they are subjected to suit, officers are on notice their conduct is unlawful,” and serves to give them “fair warning.” Id. at 739–40, 122 S. Ct. at 2515 (internal quotation marks and citations omitted). In the absence of case law or a broad statement or principle that clearly establishes a constitutional right, the behavior in question must be so obviously unconstitutional that any reasonable officer would have notice. That is just not the case here. We cannot say that using additional restraints to transport May from the holding cell to the shower and from the shower to the property room was so obviously unconstitutional that any officer would have fair warning that they were violating a detainee's constitutional rights.

Because it was not clearly established that the Officers’ actions would have violated May's constitutional rights, we need not decide whether such a constitutional right existed. The District Court did not err in granting the Officers summary judgment with respect to the restraints.

B.

We now turn to Appellants’ allegation that Officers Roache, Goodwine, Whitaker, Cook, Delacruz, Copeland, Jackson, and Lieutenant Paige exhibited deliberate indifference to May's serious medical need, in violation of the substantive component of the Fourteenth Amendment's Due Process Clause, when they “literally stood by and watched Mr. May struggle and go unconscious without offering any assistance.” This claim, like the excessive force claims discussed above, is subject to the same two-step qualified immunity analysis. Deliberate indifference claims made under the Fourteenth Amendment are held to the same standards as deliberate indifference claims made under the Eighth Amendment. Goebert, 510 F.3d at 1326.

A claim of deliberate indifference to serious medical needs includes both an objective and subjective component. Keohane v. Fla. Dep't of Corr. Sec'y, 952 F.3d 1257, 1266 (11th Cir. 2020). Appellants must show (1) that May had an objectively serious medical need; (2) that the Officers acted with subjective deliberate indifference to that need; and (3) that the Officers’ deliberate indifference caused May injury. Patel v. Lanier Cnty., 969 F.3d 1173, 1188 (11th Cir. 2020).

The District Court assumed that Appellants established that May had an objectively serious medical need, so we will as well. But the District Court found—and we agree—that Appellants cannot establish a genuine issue of material fact as to the second element. The “deliberate indifference” element itself has three elements. A defendant is deliberately indifferent to a serious medical need when he or she (1) has subjective knowledge of a risk of serious harm; (2) disregards that risk; and (3) acts with more than gross negligence. Id. (quoting Harper v. Lawrence Cnty., 592 F.3d 1227, 1234 (11th Cir. 2010)).

Even if we assume that the Officers had subjective knowledge of the serious risk of medical harm, we cannot say that they disregarded that risk or that they acted with more than gross negligence. Taken in the light most favorable to Appellants, the video of the property room plainly shows that very soon after entering the property room, Didier conducted an initial examination of May, who was conscious, alert, and not showing any signs of distress at the time. Didier left to get medical equipment and while he was gone, May began to exhibit signs of distress. The video shows clearly that the Officers noticed the change in May and immediately responded. They began to touch him and see if he was alert. They undid his restraints and got him on the floor. They began to provide CPR until medical personnel arrived. That the Officers responded shows that they did not disregard May's needs, and the actions they took in responding were not “more than grossly negligent.” Even if Appellants are correct, and the Officers should have taken May to Didier's office as opposed to waiting for Didier in the property room, that does not meet the high bar of being “more than grossly negligent.”

Because Appellants cannot show that the Officers were deliberately indifferent to May's serious medical need, they cannot show his Fourteenth Amendment rights were violated. As such, the Officers are entitled to qualified immunity and the District Court did not err in granting them summary judgment.

IV.

We turn now to the final set of claims brought by Appellants—the Georgia medical negligence claims against Travis Williams and NaphCare. The District Court granted summary judgment on these claims in favor of Williams and NaphCare. The same summary judgment standards discussed earlier thus apply.

In Georgia, “[a] person professing to practice surgery or the administering of medicine for compensation must bring to the exercise of his profession a reasonable degree of care and skill. Any injury resulting from a want of such care and skill shall be a tort for which a recovery may be had.” O.C.G.A. § 51-1-27. A claim under this medical malpractice statute essentially has three elements. A plaintiff must show (1) the duty inherent in the doctor-patient relationship; (2) the breach of that duty by failing to exercise the requisite degree of skill and care; and (3) that this failure was the proximate cause of the injury sustained. Med. Ctr. of Cent. Ga. v. Landers, 274 Ga.App. 78, 616 S.E.2d 808, 813 (2005). [29] Further, O.C.G.A. § 9-11-9.1 requires plaintiffs to attach to the complaint an affidavit from an expert setting forth at least one negligent act or omission. [30] To satisfy this requirement, Appellants attached an affidavit from Dr. Joseph Wright.

A.

The second element of a medical malpractice claim is dispositive with respect to Travis Williams. Taking the facts in the light most favorable to Appellants, as we must, the record shows that May arrived at the Fulton County Jail around 9:00 AM on September 11, 2018. Williams conducted his intake screening. May told Williams that he was suicidal but that he did not plan to harm himself. The arresting officer gave Williams paperwork from Grady showing that May had methadone use disorder. Williams noted on the screening form that May was actively or suspected to be detoxing and that he had suicidal thoughts. After completing the screening, Williams took the form and placed it in the dedicated place for the provider to find it. Williams also told Didier, the medical provider on duty, that May had come in from Grady with methadone use disorder and substance-induced psychotic disorder, that he voiced thoughts of suicide, and that he was possibly detoxing.

Dr. Timothy Hughes, who served as Appellants’ standard of care expert, argued that Williams breached the standard of care in two ways. First, Williams failed to immediately communicate information about May's drug problems and drug-induced psychotic behavior to the jail medical provider. Second, Williams failed to communicate May's claim of suicidal ideation to the appropriate medical or mental health provider for actionable medical orders. Dr. Hughes testified that if Williams had communicated his findings to the medical provider, he would have complied with the standard of care.

But nothing in the record suggests—and therefore no reasonable jury could find—that Williams failed to communicate his findings. The intake screening form clearly shows that Williams marked that May was actively or suspected to be detoxing and that he had current suicidal thoughts. Williams's deposition testimony indicated that he took the intake sheet, went to the provider, and told him that May had methadone use disorder, was possibly detoxing, and had thoughts of suicide. The only evidence in the record that could even potentially challenge that testimony is Didier's testimony that he did not recall Williams informing him about May. But Didier never refuted that it happened—he simply indicated that he did not remember it.

Because all evidence in the record shows that Williams did not breach his duty of care to May, the District Court was correct in granting summary judgment in his favor.

B.

Finally, we address the medical negligence claim against NaphCare. We agree with Appellants that the District Court was too quick to grant NaphCare summary judgment. This claim turns on the third element of a Georgia medical malpractice claim—proximate cause.

A plaintiff cannot succeed on a medical malpractice claim, even if there is evidence of negligence, “unless the plaintiff establishes by a preponderance of the evidence that the negligence either proximately caused or contributed to cause plaintiff harm.” Zwiren v. Thompson, 276 Ga. 498, 578 S.E.2d 862, 864 (2003) (internal quotation marks and citation omitted). To establish proximate cause by a preponderance of the evidence in a Georgia medical malpractice claim, the plaintiff must use expert testimony. Id. at 865. “Georgia case law requires only that an expert state an opinion regarding proximate causation in terms stronger than that of medical possibility, i.e., reasonable medical probability or reasonable medical certainty.” Id. at 867. “What amounts to proximate cause is undeniably a jury question.” Id. at 865 (quoting Ontario Sewing Mach. Co. v. Smith, 275 Ga. 683, 572 S.E.2d 533, 536 (2002)); see also Dowdell v. Wilhelm, 305 Ga.App. 102, 699 S.E.2d 30, 32 (2010) (“Normally, questions of proximate cause are for the jury, but plain and indisputable cases ... may be decided by the court as a matter of law.”). That question must be “determined on the facts of each case upon mixed considerations of logic, common sense, justice, policy and precedent.” Zwiren, 578 S.E.2d at 865 (quoting Atlanta Obstetrics & Gynecology Grp. v. Coleman, 260 Ga. 569, 398 S.E.2d 16, 17 (1990)).

In their response to NaphCare's motion for summary judgment, Appellants relied mainly on the medical report and deposition of Dr. Timothy Hughes, but also referred to the report and deposition of Dr. William Anderson, as well as the affidavit from Dr. Wright that they had attached to their complaint as required by O.C.G.A. § 9-11-9.1.

As relevant here, Dr. Hughes's report stated:

It is my expert opinion that had Mr. May been appropriately screened and examined with the correct and prompt follow through by NaphCare medical staff, to include immediate classification to suicide watch and to have appropriate sedation ordered for his methamphetamine-induced psychotic behavior, the events that transpired and culminated in an episode of excited delirium and subsequent sudden cardiac death—further exacerbated by the use of force secondary to his untreated psychotic behaviors—would in all medical probability not [have] occurred. [31]

In short, Dr. Hughes's report concluded the failure of NaphCare medical staff to properly screen, examine, and treat May was the proximate cause of his death. This testimony is supported by both Dr. Anderson [32] and Dr. Wright. [33]

The District Court held that, even if it was admitted, this testimony “would not provide sufficient support for a medical malpractice claim under Georgia law.” Order, Doc. 240, at 29–30. According to the Court, May's altercation with the Officers occurred between the actions of the NaphCare defendants and May's death. The Court found that “too many actions and choices made by May and the Officers stand in between the decisions of the Naphcare defendants and May's death to deem their failure to sedate May the proximate cause of the events.” Id. at 30. As such, the District Court held that the encounter between May and the Officers broke the natural and continuous sequence of events required for proximate cause. Id. at 30–31.

We agree with Appellants that, based on Dr. Hughes's testimony, there is enough of a genuine issue of material fact for NaphCare's liability to reach a jury. Dr. Hughes did not solely rest his argument on NaphCare's failure to sedate May. It was the failure of the staff to follow through with May at all that was the problem. While this included the need for sedation, it also included immediate classification to suicide watch and observation.

This is not a “plain and indisputable” case. Dr. Hughes clearly stated that, in his medical opinion, May's death “would in all medical probability not occurred,” but-for breach of the standard of care by NaphCare. To be clear, we do not hold that NaphCare's employees were the proximate cause of May's death. We hold only that, based on Dr. Hughes's testimony, there is a genuine issue of material fact as to whether NaphCare employees were the proximate cause of May's death. A reasonable jury could find that they were. [34]

V.

We affirm the District Court's dismissal of the claims against Sheriff Jackson in both his official and individual capacities. We also affirm the grant of summary judgment to the Officers and Travis Williams. We vacate, however, the grant of summary judgment to NaphCare, and we remand the matter to the District Court. [35]

AFFIRMED IN PART, VACATED AND REMANDED IN PART

(Case 1/2) (Case 2/2)

***

Footnotes

  1. The medical provider—an employee of NaphCare and not the Fulton County Jail—is typically a nurse practitioner or physician's assistant in charge of overseeing NaphCare's provision of medical services.

  2. Travis Williams was an employee of NaphCare, as was medical provider David Didier.

  3. The same records also indicate that May was diagnosed with substance-induced psychotic disorder.

  4. Williams did not remember who he spoke with at the booking desk. Regardless, it is undisputed that, whomever he told, that information was never passed along to the other Fulton County Jail officers working that day.

  5. According to Didier's deposition testimony, he does not recall Williams informing him that May was suicidal and detoxing.

  6. The lab report indicates that the results were last updated at 11:55 AM CDT. This would be 12:55 PM Eastern time, which is the time zone in Atlanta. This does not indicate when the results were first available, but it does show that by 1 PM at the latest—hours before the incident at issue here—NaphCare knew or should have known that May tested positive for drugs.

  7. She worked the 3 PM–11 PM shift and took over from Sergeant Myron Bush, who was the intake supervisor for the previous shift.

  8. Direct Action Response Team, or DART, members were solely assigned to DART and were not stationed at any specific location within the Fulton County Jail. Instead, they provided facility patrol, removed contraband from inmates’ cells during shakedowns, assisted with floor operations when needed, responded to emergencies, and engaged inmates if an inmate became combative. DART members received additional training, such as tactical school, beyond what a floor officer normally received.

  9. Officers Jackson and Goodwine did not recall seeing May masturbating, but did recall seeing him naked in the cell.

  10. Appellants argue that the Officers’ testimony that May stepped toward Cook is not credible and that the Officers’ depositions contradict the statements they gave immediately after the incident. We address this argument infra part III.A.1.

  11. The taser log shows that Cook's taser was deployed at 3:49.22 PM and that the charge was partially successful for the first two seconds, but then the connection was lost.

  12. The taser log shows that Jackson's taser was used to stun May at 3:50.11 PM.

  13. According to the log, Officer Whitaker deployed his taser at 3:50.18 PM.

  14. Of the three attempts to stun May, the taser log indicates that the first had no potential for effectiveness. The second and third attempts to stun May might have been successful.

  15. This was the only time Officer Goodwine made contact with May.

  16. There is much debate in this case as to whether the chair used to transport May from the holding cell to the shower and then to the property room was a restraint chair or a transport chair. The difference in the type of chair used is not relevant for purposes of this appeal. For consistency, we refer to it as a restraint chair because this case comes to us on a motion for summary judgment, and Appellants classified it as a restraint chair.

  17. According to their depositions, Officers Copeland, Goodwine, and Delacruz never touched the restraint chair. Following the incident, Officers Cook, Jackson, Whitaker, Roache, and Delacruz, as well as Lieutenant Derrick Paige, were disciplined for improperly applying the restraint chair's wrist restraints and failing to remove the waist chain and leg irons in a timely manner; the Officers testified during the Fulton County Sheriff's Office of Professional Services investigation that they used a transport chair and not a restraint chair.

  18. Appellants are May's estate; April Myrick, the legal guardian and grandmother of two of May's children, Za'Kobe and Jordan Rickerson; and Sheena Pettigrew, the mother and natural guardian of Elijah Warren, another of May's children.

  19. Jasmine Rowe, Jamillah Saadiq, Mary Stovall, and Jordan Wilcher were originally listed as defendants on the excessive force and deliberate indifference claims, but the parties jointly stipulated to dismiss all claims against those officers under Federal Rule of Civil Procedure 41(a)(1)(A)(ii). Appellants moved the District Court to add Myron Bush as a defendant to the excessive force and deliberate indifference claims, but the District Court denied that request.

  20. Fulton County moved the District Court to dismiss all the claims against it. The District Court granted that motion. Appellants do not appeal the dismissal of claims as to Fulton County, so that claim is not before this Court on appeal.

  21. The parties stipulated to the dismissal of all claims against Axon Enterprise, Inc. pursuant to Rule 41(a)(1)(A)(ii).

  22. Appellants do not reference their ADA or Rehabilitation Act claims in their appeal, so this issue is not properly before this Court. See Access Now, Inc. v. Sw. Airlines Co., 385 F.3d 1324, 1330 (11th Cir. 2004) (“[A] legal claim or argument that has not been briefed before this court is deemed abandoned and its merits will not be addressed.”).

  23. Appellants moved the District Court to add David Didier as a defendant to the medical negligence claim. The Court also denied that request.

  24. On appeal, Appellants make arguments regarding only three of these alleged uses of excessive force: Officer Cook's use of the taser, Officer Strowder's closed-fist strikes, and the use of illegal restraints by Officers Delacruz, Cook, Whitaker, Roache, and Jackson.

  25. O.C.G.A. § 42-4-4(a)(2) reads, in pertinent part: “It shall be the duty of the sheriff ... [t]o furnish persons confined in the jail with medical aid, heat, and blankets, to be reimbursed if necessary from the county treasury, for neglect of which he shall be liable to suffer the penalty prescribed in this Code section.”

  26. In the instant case, the parties do not dispute that Sheriff Jackson was acting within his discretionary authority.

  27. It is undisputed that the Officers were acting in their discretionary capacity.

  28. It is true that Officers Delacruz, Cook, Whitaker, Roache, and Jackson were disciplined for violating Fulton County Jail policy with respect to the additional restraints. But violation of a local policy or procedure does not automatically mean that May's constitutional rights were violated. See Davis v. Scherer, 468 U.S. 183, 194, 104 S. Ct. 3012, 3019, 82 L.Ed.2d 139 (1984) (“Officials sued for constitutional violations do not lose their qualified immunity merely because their conduct violates some statutory or administrative provision.”). Simply because something is in violation of a policy, or even illegal, does not make it unconstitutional.

  29. The first element of the claim—that a doctor-patient duty exists—is not in dispute. Fulton County Jail contracted with NaphCare to provide the medical care needed at the jail.

  30. “In any action for damages alleging professional malpractice against: (1) [a] professional licensed by the State of Georgia ... the plaintiff shall be required to file with the complaint an affidavit of an expert competent to testify, which affidavit shall set forth specifically at least one negligent act or omission claimed to exist and the factual basis for each such claim.” O.C.G.A. § 9-11-9.1(a).

  31. In his deposition, Dr. Hughes twice stated that, had earlier intervention and observation on the part of NaphCare occurred, it is “more probable than not” that the confrontation—and May's death—would not have occurred.

  32. Dr. Anderson testified that had May been treated medically, as opposed to with force, the outcome would have been different.

  33. According to Dr. Wright: “Had Mr. May been closely observed in a medical setting and put on chemical sedation at the Fulton County Jail as opposed to being placed in a holding cell with no medical treatment, with a reasonable degree of medical certainty, the confrontation between the deputies and Mr. May would not have occurred, or Mr. May would have been treated differently based on his medical and psychological issues, thereby preventing his death.”

  34. Prior to its motion for summary judgment, NaphCare moved to exclude portions of Dr. Hughes's report and subsequent testimony under Daubert v. Merrell Dow Pharmaceuticals, Inc. 509 U.S. 579, 113 S. Ct. 2786, 125 L.Ed.2d 469 (1993). Namely, NaphCare argued that Dr. Hughes's opinions “amount[ed] to nothing more than speculation and personal opinions with no identifiable scientific support, and so they must be excluded.” The District Court denied this motion as moot in its order granting summary judgment to NaphCare. Our holding also says nothing as to the admissibility of Dr. Hughes's opinions.

  35. The District Court only had jurisdiction over the state medical negligence claim because it exercised supplemental, or pendent, jurisdiction over it. See 28 U.S.C. § 1367(a) (“[I]n any civil action of which the district courts shall have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution.”). When, as here, the federal claims have been disposed of and all that remains is the state law claim, we have encouraged the dismissal of the remaining state law claim. See Vibe Micro, Inc. v. Shabanets, 878 F.3d 1291, 1296 (11th Cir. 2018) (“When all federal claims are dismissed before trial, a district court should typically dismiss the pendent state claims as well.”). At the very least, the District Court must be mindful of its obligation to ensure that the factors underlying supplemental jurisdiction—judicial economy, convenience, fairness, and comity—continue to weigh in favor of exercising jurisdiction. See Ameritox, Ltd. v. Millennium Lab'ys, Inc., 803 F.3d 518, 537 (11th Cir. 2015) (“[O]nce a district court possesses discretion to dismiss the supplemental claims, it must be continuously mindful regarding whether or not the factors favor dismissal.”).

***

Pierce v. Banks, No. A23A0394, 2023 WL 4227923 (Ga. Ct. App. June 28, 2023)
#invalid acceptance #master of offer #cash or check?

Holdings: The Court of Appeals held that:

motorist's offer complied with statute requiring that a party making an offer to settle provide a “period” of not less than ten days to make payment, and

settlement payment proffered by insurer failed to comply with terms of motorist's offer and thus was not a valid acceptance of offer.

Reversed.

Opinion

Appellant Aaron Pierce was involved in a motor-vehicle accident with Appellees Kyndyl Banks and Octavius Avery Smith, and Appellant ultimately sued Appellees for injuries arising out of that incident. Appellees answered, asserting, among other things, that the parties had reached a pre-suit settlement on the claim. In response, Appellant asserted that there was no such settlement and moved for summary judgment on the question; Appellees opposed the motion for summary judgment and moved to enforce settlement. The trial court denied Appellant's motion for partial summary judgment and granted Appellees’ motion to enforce settlement; Appellant now seeks review of those decisions. For the reasons that follow, we reverse the judgment of the trial court and remand for further proceedings. [1]

1. “In reviewing the trial court's order on both a motion to enforce a settlement agreement and a motion for summary judgment, we apply a de novo standard of review.” (Footnote and emphasis omitted.) Torres v. Elkin, 317 Ga. App. 135, 140 (2), 730 S.E.2d 518 (2012). Here, the central question relevant to both Appellant's motion for summary judgment and Appellees’ motion to enforce settlement is whether there exists a binding pre-suit settlement agreement between the parties pursuant to OCGA § 9-11-67.1 (2021). [2] The facts attendant to this question are undisputed.

Following the February 2021 accident, Appellant, through counsel, made a written pre-suit offer to Trexis One Insurance Corporation, Appellees’ insurer, to settle Appellant's personal-injury claim. The detailed offer letter required:

  • the payment of $25,000 – the bodily injury coverage limit –

  • and noted that “Trexis must accept” the terms of the offer in writing within 31 days.

  • The offer letter further dictated that any payment requiring the name of a payee must be made out to “Aaron Pierce and Brooks Injury Law, LLC”

  • and that, “[a]s an act necessary to accept this offer,” payment had to “be received 15 days after Trexis’ written acceptance of th[e] offer.”

  • Also included in the offer letter was the following statement: “As an act necessary to accept this offer, the settlement payment and all other documents sent by Trexis must not include any terms, conditions, descriptions, expirations, or restrictions that are not expressly permitted in this offer.” (Emphasis supplied.)

  • Finally, the offer letter cautioned that:

[m]ultiple cases demonstrate the hazards of attempting to negotiate agreements without terms and conditions for acceptance being clear, and we want to be clear that this offer must be accepted exactly as stated and that any variance at all from any terms or conditions of acceptance or any variance at all from the quoted language above, even if accidental, will be a rejection of this offer.

Just days later, counsel for Trexis responded that the insurer “ha[d] authorized [her] to accept” Appellant's offer; the letter was accompanied by “the settlement check and limited release.” As pertinent here, the settlement check was made out to “Aaron Pierce and Brooks Injury Law LLC” and included a notation that it was “void after 180 days.” In subsequent correspondence, Appellant, through counsel, explained to Trexis that “its purported acceptance was not identical to the offer” and that Appellants were rejecting Trexis’ counteroffer. Appellant subsequently filed this action against Appellees for negligence and negligence per se, alleging that his medical expenses totaled nearly one-million dollars. In their answers, Appellees asserted, among other things, that “[t]here ha[d] been an accord and satisfaction of [Appellant's] claim[s].”

In his subsequent motion for summary judgment on that defense, Appellant claimed that there was no settlement agreement between the parties and, thus, that the defense failed as a matter of law. As an initial matter, Appellant asserted that counsel for Trexis had only indicated that she was authorized to accept the offer, not that she was actually accepting the offer. As to the terms of the offer, Appellant argued that Trexis had failed to supply the settlement check 15 days after their written acceptance as articulated in the offer, that the settlement check itself violated the terms of the offer by including a provision that it would be void after 180 days, and, finally, that Trexis had failed to properly name the payee on the settlement check by failing to include a necessary comma.

In response, Appellees argued that they had complied with the five material statutory terms required by OCGA § 9-11-67.1 (2021), [3] and that their acceptance did not vary from the terms of Appellant's offer. Specifically, Appellees argued that it was “utterly absurd” that Appellant was complaining that he had received the settlement check earlier than the required 15 days, that the expiration of the check was dictated by law, and that Appellant had failed to demonstrate that the missing comma was material to whether the check was negotiable. In his reply, Appellant pointed out that Appellees had necessarily admitted that its acceptance was not identical to his offer.

Following a hearing, the trial court agreed with Appellees that they had complied with the material terms of OCGA § 9-11-67.1 (2021). The trial court also sided with Appellees on whether they had complied with other terms of Appellant's offer. The trial court first concluded that, because the offer letter “utilized the passive voice” -- by saying that “payment must be received 15 days after Trexis’ written acceptance of this offer” – the offer merely required that Appellant receive the settlement 15 days after acceptance rather than requiring Trexis to deliver the settlement 15 days after acceptance. In short, the trial court concluded that this condition imposed no duty on Trexis and reasoned that because Appellant “received payment at the time it received Trexis’ written acceptance,” Appellant “therefore ... also received payment 15 days after Trexis’ written acceptance.”

In the order, the trial court also explained that the expiration notation on the check did not constitute a variance from the offer because, the trial court concluded, OCGA § 11-4-404 does not require a bank to pay on a check that is presented more than six months after its date. Finally, with respect to the missing comma, the trial court concluded that it did not change the payee or alter the right to payment; in fact, the trial court concluded that a comma “is not language” and, thus, its absence did not constitute a “variance” in the language required by the offer. Appellant now challenges these conclusions on appeal.

2. As we recently discussed,

the version of OCGA § 9-11-67.1 in effect at the time [Appellant] made h[is] settlement offer in this case was enacted against the backdrop of a large body of law on contract formation generally and settlement formation specifically. As part of that existing law, settlement agreements must meet the same requirements of formation and enforceability as other contracts. There is no enforceable settlement between the parties absent mutual agreement between them. That existing law includes the fundamental principle that an offeror is the master of his or her offer and free to set the terms thereof. An offeror may include terms of acceptance establishing a unilateral contract, whereby an offer calls for acceptance by an act rather than by communication. If an offer calls for an act, it can be accepted only by the doing of the act. If the recipient of a pre-suit offer fails to perform the act required to accept the offer, then the parties do not have a meeting of the minds. (Citations and punctuation omitted; emphasis supplied.) de Paz v. de Pineda, 361 Ga. App. 293, 295 (2), 864 S.E.2d 134 (2021).

Here, it is patent that Appellees’ purported acceptance “failed to comply with the requirements of the offer as to the performance to be rendered.” Id. Indeed, the trial court did not conclude that Appellees’ performance mirrored the terms of the offer; instead, the order merely explains how or why Appellees may have failed in that endeavor. Likewise, Appellees claim on appeal only that they satisfied the material conditions of Appellant's pre-suit demands and assert that Appellant is attempting to enforce “immaterial and inconsequential details.” In short, there can be no dispute that Appellees did not comply with one or more “of the precise terms of acceptance of the settlement offer.” Id. at 296, 864 S.E.2d 134. Appellees maintain, however, that this should not bar the conclusion that the parties have a contract here.

(a) Relying on general principles of contract law, Appellees argue that a contract is created when parties “agree on the material terms which define their rights and obligations” and that parties need not “necessarily agree on non-material matters for a contract to form.” While this may be typically true of bilateral contracts – in which parties create a contract by expressing their mutual intent to be bound, see Jackson Elec. Membership Corp. v. Georgia Power Co., 257 Ga. 772, 773-774 (1), 364 S.E.2d 556 (1988) – the type of contract at issue here is “a unilateral contract, whereby an offer calls for acceptance by act rather than by communication[.]” Grange Mut. Cas. Co. v. Woodard, 300 Ga. 848 (1) (a), 797 S.E.2d 814 (2017). “And if an offer calls for an act, it can be accepted only by the doing of the act.” (Footnote and punctuation omitted.) Barnes v. Martin-Price, 353 Ga. App. 621, 624 (1), 838 S.E.2d 916 (2020). The acceptance by act must be “identical” and “without variance of any sort.” (Citations and punctuation omitted.) Id. See also Wright v. Nelson, 358 Ga. App. 871, 874, 856 S.E.2d 421 (2021); Duenas v. Cook, 347 Ga. App. 436, 441, 818 S.E.2d 629 (2018). “An offeree's failure to comply with the precise terms of an offer is generally fatal to the formation of a valid contract.” (Citations omitted.) de Paz, 361 Ga. App. at 295 (2), 864 S.E.2d 134. Thus, Appellees’ argument that the parties need not agree on “non-material” matters lacks merit.

(b) Appellees next assert that Appellant's timing requirement failed to comport with OCGA § 9-11-67.1 (g) (2021), which states as follows: “Nothing in this Code section shall prohibit a party making an offer to settle from requiring payment within a specified period; provided, however, that such period shall be not less than ten days after the written acceptance of the offer to settle.” (Emphasis supplied). According to Appellee, this provision does not allow an offeror to demand payment on a specified day. This argument is unavailing.

As the Georgia Supreme Court has explained, this provision “shows that prompt payment may be a term of settlement in a Pre-Suit Offer, as long as the offeror gives the recipient of the offer at least 10 days from the time of written acceptance to make the payment.” (Emphasis supplied). Woodard, 300 Ga. at 855 (2) (b), 797 S.E.2d 814. Here, there can be no dispute that Appellant's offer complied with this requirement and afforded Appellees at least 10 days from the date of written acceptance to make payment. Appellees contend, however, that demanding payment on “15th day after acceptance” is not the same as “requiring payment within a specified period.” But, other than that 10-day time frame, OCGA § 9-11-67.1 (g) does not prescribe a “specified period” and, absent such a mandate, an offeror remains free to set their own terms. Woodard, 300 Ga. at 855 (2), 797 S.E.2d 814. In any event, a day is a period of time – it is a span of 24 hours, see, e.g., So. Trust Ins. Co. v. Fist Fed. S. & L. Assn. of Summerville, 168 Ga. App. 899, 900-901 (1), 310 S.E.2d 712 (1983) – a fact Appellees do not speak to.

Instead, Appellees merely argue that permitting an offeror to identify a specific day on which payment is due is “absurd,” and they present this Court with a parade of horribles that will supposedly flow from permitting such a demand. While Appellees are correct that this Court is bound to reject interpretations and applications of statutes that result in absurd or unintended consequences, nothing Appellees have argued on appeal suggests that permitting an offeror to require payment on a specific date is an absurd or unreasonable construction of OCGA § 9-11-67.1 (g). Indeed, as we have said before, “[i]f a [party] fails to deliver payment in the manner specified in the offer, then [that party] did not accept the offer.” de Paz, 361 Ga. App. at 295-296 (2), 864 S.E.2d 134. [4]

(c) Appellees also claim that it “is blatantly not true” that Trexis added a restriction on the settlement check. According to Appellees, “Trexis did not add any restricting language to the check and specifically did not add ‘void after 180 days’ to the check.” Instead, Appellees say, their insurer caused their bank to issue a check, and it was the bank who added its “standard language” to the instrument. Appellees assert that “[b]ank checks ... have an expiration date” under OCGA § 11-4-404 [5] and that “[a] bank check with a notification that it is ‘void after 180 days’ is the same as a bank check without [such] notification.”

As an initial matter, nothing before us reflects that the factual assertions underpinning this argument -- namely that the bank issued the check, that the bank added the language to the instrument, or that the language was standard -- are supported by evidence included in the record or presented to the trial court; indeed, the only record cite supporting this argument is to a copy of the settlement check. In any event, turning to the substance of this argument, Appellees read far too much into OCGA § 11-4-404. The plain language of that provision does not dictate, as Appellees assert, that a check is automatically void after 180 days; instead, that provision merely provides that a bank is under no obligation to pay a check that is presented 180 days after its date but that it may do so in good faith. See id. Such a reading is confirmed by the commentary to the Uniform Commercial Code (“UCC”), [6] which explains that there are instances in which a bank would recognize that a payor would actively seek to have such a check paid. [7] See also Comment to UCC § 4-404 (noting that a bank “is given the option to pay [after the six-month period] because it may be in a position to know, as in the case of dividend checks, that the drawer wants payment made”). In short, Appellees’ reliance on OCGA § 11-4-404 is unpersuasive; the statute does not adequately account for the disparity between Appellant's offer and the subsequent settlement check. Finally, as they acknowledge on appeal, Appellees could have chosen a number of other means to provide payment to Appellant, see OCGA § 9-11-67.1 (f) (2021), [8] yet they elected a payment method that, according to their arguments on appeal, could not have satisfied the terms of the offer.

Where, like here, “the recipient of a pre-suit offer fails to perform the act required to accept the offer, then the parties do not have a meeting of the minds.” de Paz, 361 Ga. App. at 295 (2), 864 S.E.2d 134. Instead, the purported acceptance of the offer is a counteroffer rather than an acceptance, and no contract is formed. See White v. Cheek, 360 Ga. App. 557, 563-564, 859 S.E.2d 104 (2021). Accordingly, there was no formation of a settlement agreement here, and the trial court erred when it concluded otherwise. For these reasons, the judgment of the trial court are reversed. [9]

Judgment reversed.

 

Rickman, C. J., and Dillard, P. J., concur fully and specially.

Dillard, Presiding Judge, concurring fully and specially.

As the Supreme Court of Georgia has well established, “[t]here is no enforceable settlement between parties absent mutual agreement between them.” [10] And to that end, an answer to an offer will not amount to an acceptance, resulting in a contract, unless it is “unconditional and identical with the terms of the offer.” [11] Indeed, to constitute an agreement, the offer “must be accepted unequivocally and without variance of any sort.” [12] But these requirements at times can be a trap for the unwary, leading us to caution parties to avoid crossing the line from vigorous advocacy to gamesmanship. [13] And at first glance, Pierce's requirement that payment had to “be received 15 days after Trexis’ written acceptance of th[e] offer[,]” followed by his rejection when that payment was actually received simultaneously with the purported acceptance may appear—to those unfamiliar with the record—to have crossed that line. Nevertheless, as Pierce thoroughly explains in his brief, the specific time for payment in his offer was required for him to comply with the terms of his own health insurance and those of the Medical Benefits Reimbursement Statute. [14] Accordingly, while cautioning parties against gamesmanship is laudable, the difference between cageyness for its own sake and detail-oriented advocacy is often in the eye of the beholder. It is important to remember, then, that an offeror's freedom to set the terms of the offer in the settlement context—even if those terms impose additional burdens on the offeree—should not be unduly restricted. [15]

I am authorized to state Chief Judge Rickman joins this concurrence.

(Case 2/2) (Back to top)

***

Footnotes

  1. We thank the Georgia Defense Lawyers Association for their amicus curiae brief.

  2. The current version of OCGA § 9-11-67.1 does not apply to this matter because the incident occurred before July 1, 2021. See OCGA § 9-11-67.1 (h); de Paz v. de Pineda, 361 Ga. App. 293, 294 (1), 864 S.E.2d 134 (2021).

  3. OCGA § 9-11-67.1 (a) (2021) identifies the following “material terms” that must be included in a pre-suit “offer to settle a tort claim for personal injury [or] bodily injury ... arising from the use of a motor vehicle”:

    (1) The time period within which such offer must be accepted, which shall be not less than 30 days from receipt of the offer;

    (2) Amount of monetary payment;

    (3) The party or parties the claimant or claimants will release if such offer is accepted;

    (4) The type of release, if any, the claimant or claimants will provide to each releasee; and

    (5) The claims to be released.

  4. We are not convinced that Appellant's use of the word “received” instead of “delivered” changes the outcome here; in fact, this argument is unsupported by any citation to legal authority or meaningful linguistic analysis.

  5. OCGA § 11-4-404 states as follows: “A bank is under no obligation to a customer having a checking account to pay a check, other than a certified check, which is presented more than six months after its date, but it may charge its customer's account for a payment made thereafter in good faith.”

  6. “In order to determine the meaning and purpose behind the enactment of a Georgia Commercial Code provision that is taken verbatim from the UCC, we turn to the UCC Official Comments for assistance.” (Citation and punctuation omitted.) Coleman v. DaimlerChrysler Svcs. of North America, LLC, 276 Ga. App. 336, 339 n.3, 623 S.E.2d 189 (2005).

  7. Appellees have not addressed whether their bank could have issued the check without the expiration language; further, Appellees do not address the portion of OCGA § 11-4-404 that contemplates checks that are not subject to that 180-day provision.

  8. OCGA § 9-11-67.1 (f) identifies a number of ways in which a pre-suit payment may be made, including cash, money order, wire transfer, a cashier's check, a draft or bank check, or electronic funds transfer.

  9. Given our conclusions above, we need not address the other two alleged deficiencies with Appellees’ acceptance of Appellant's offer, namely that counsel for Trexis merely announced that a settlement was “authorized” rather than actually accepting the offer and that the missing comma invalidated the acceptance.

  10. Grange v. Mut. Cas. Co. v. Woodard, 300 Ga. 848, 852 (1) (a), 797 S.E.2d 814 (2017); accord Torres v. Elkin, 317 Ga. App. 135, 141 (2), 730 S.E.2d 518 (2012).

  11. Woodard, 300 Ga. at 852 (1) (a), 797 S.E.2d 814 (punctuation omitted); accord Frickey v. Jones, 280 Ga. 573, 574, 630 S.E.2d 374 (2006).

  12. Woodard, 300 Ga. at 852 (1) (a), 797 S.E.2d 814 (punctuation omitted); accord Frickey, 280 Ga. at 574, 630 S.E.2d 374.

  13. See Resurgens, P.C. v. Elliott, 301 Ga. 589, 599 (2) (b) n. 10, 800 S.E.2d 580 (2017) (cautioning that candor and cooperation, as opposed to “gotcha” moments and gamesmanship, should be encouraged between litigating parties).

  14. OCGA § 33-24-56.1 (g) (providing that notice of settlement to the injury victim's health insurer “shall be provided no later than ten days prior to the consummation of any settlement....”).

  15. See State Farm Fire & Cas. Co. v. Morgan, 258 Ga. 276, 276, 368 S.E.2d 509 (1988) (“Public policy does not prevent a party from assuming by contract duties more burdensome than those imposed by law because of a party's right to refuse the contract.”).